What changed

Every material filing event across the universe, grouped by kind. Each item links to the SEC filing. This is what the free morning digest contains.

New going-concern flags (5)

First 'substantial doubt' language in 12 months

GALT GALECTIN THERAPEUTICS INC · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-14 filing Aug 14, 2026
BYSI BeyondSpring Inc. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-14 filing Aug 14, 2026
DYAI DYADIC INTERNATIONAL INC · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-12 filing Aug 12, 2026
TELA TELA Bio, Inc. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-11 filing Aug 11, 2026
PROK PROKIDNEY CORP. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-10 filing Aug 10, 2026

Exchange deficiency & delisting notices (16)

8-K Item 3.01

WKSP Worksport Ltd · 8-K Item 3.01 filed 2026-08-14 (accepted 13:00 ET) filing Aug 14, 2026
REED REED'S, INC. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:15 ET) filing Aug 14, 2026
ATNM Actinium Pharmaceuticals, Inc. · 8-K Item 3.01 filed 2026-08-14 (accepted 13:00 ET) filing Aug 14, 2026
TEAD Teads Holding Co. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:41 ET) filing Aug 14, 2026
SES SES AI Corp · 8-K Item 3.01 filed 2026-08-14 (accepted 12:10 ET) filing Aug 14, 2026
ADGM Adagio Medical Holdings, Inc. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:31 ET) filing Aug 14, 2026
CIRC CIRCLE8 GROUP INC · 8-K Item 3.01 filed 2026-08-13 (accepted 17:23 ET) filing Aug 13, 2026
NCRA NOCERA, INC. · 8-K Item 3.01 filed 2026-08-13 (accepted 17:00 ET) filing Aug 13, 2026
MDV MODIV INDUSTRIAL, INC. · 8-K Item 3.01 filed 2026-08-12 (accepted 16:05 ET) filing Aug 12, 2026
DAIC CID Holdco, Inc. · 8-K Item 3.01 filed 2026-08-12 (accepted 08:40 ET) filing Aug 12, 2026
GIPR GENERATION INCOME PROPERTIES, INC. · 8-K Item 3.01 filed 2026-08-12 (accepted 16:15 ET) filing Aug 12, 2026
GROV Grove Collaborative Holdings, Inc. · 8-K Item 3.01 filed 2026-08-11 (accepted 16:07 ET) filing Aug 11, 2026
RKTO Rocket One Inc. · 8-K Item 3.01 filed 2026-08-11 (accepted 16:05 ET) filing Aug 11, 2026
RKDA Arcadia Biosciences, Inc. · 8-K Item 3.01 filed 2026-08-10 (accepted 18:49 ET) filing Aug 10, 2026
LEXX Lexaria Bioscience Corp. · 8-K Item 3.01 filed 2026-08-10 (accepted 17:00 ET) filing Aug 10, 2026
FFAI FARADAY FUTURE INTELLIGENT ELECTRIC · 8-K Item 3.01 filed 2026-08-10 (accepted 09:05 ET) filing Aug 10, 2026

Restatements & auditor changes (4)

8-K Items 4.01 / 4.02

HCWB HCW Biologics Inc. · 8-K Item 4.02 filed 2026-08-14 (accepted 11:00 ET) filing Aug 14, 2026
MNTS Momentus Inc. · 8-K Item 4.01 filed 2026-08-14 (accepted 12:01 ET) filing Aug 14, 2026
PTHS Pelthos Therapeutics Inc. · 8-K Item 4.02 filed 2026-08-13 (accepted 07:00 ET) filing Aug 13, 2026
UMAC Unusual Machines, Inc. · 8-K Item 4.01 filed 2026-08-12 (accepted 16:20 ET) filing Aug 12, 2026

Defaults, bankruptcies, control changes (7)

8-K Items 1.03 / 2.04 / 5.01

SKYE Skye Bioscience, Inc. · 8-K Item 5.01 filed 2026-08-14 (accepted 05:36 ET) filing Aug 14, 2026
ARAI Arrive AI Inc. · 8-K Item 2.04 filed 2026-08-12 (accepted 17:15 ET) filing Aug 12, 2026
MDV MODIV INDUSTRIAL, INC. · 8-K Item 5.01 filed 2026-08-12 (accepted 16:05 ET) filing Aug 12, 2026
SNYR Synergy CHC Corp. · 8-K Item 2.04 filed 2026-08-11 (accepted 16:36 ET) filing Aug 11, 2026
KPLT Katapult Holdings, Inc. · 8-K Item 5.01 filed 2026-08-11 (accepted 16:54 ET) filing Aug 11, 2026
RYM RYTHM, Inc. · 8-K Item 5.01 filed 2026-08-11 (accepted 07:00 ET) filing Aug 11, 2026
HWH HWH International Inc. · 8-K Item 5.01 filed 2026-08-10 (accepted 16:45 ET) filing Aug 10, 2026

New shelves & offerings (48)

S-1/S-3, 424B4/424B5

ACHV ACHIEVE LIFE SCIENCES, INC. · 424B5 prospectus supplement 2026-08-14; 0 prior 424B filings in 12m filing Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · 424B5 prospectus supplement 2026-08-14; 7 prior 424B filings in 12m filing Aug 14, 2026
VUZI Vuzix Corp · 424B5 prospectus supplement 2026-08-14; 1 prior 424B filings in 12m filing Aug 14, 2026
ZNTL Zentalis Pharmaceuticals, Inc. · 424B5 prospectus supplement 2026-08-14; 1 prior 424B filings in 12m filing Aug 14, 2026
BEAT HeartBeam, Inc. · 424B5 prospectus supplement 2026-08-14; 2 prior 424B filings in 12m filing Aug 14, 2026
BCBP BCB BANCORP INC · S-3 filed 2026-08-14 filing Aug 14, 2026
SXTP 60 DEGREES PHARMACEUTICALS, INC. · S-3 filed 2026-08-14 filing Aug 14, 2026
REPL Replimune Group, Inc. · S-3ASR filed 2026-08-14 filing Aug 14, 2026
BIVI BIOVIE INC. · S-1/A filed 2026-08-14 filing Aug 14, 2026
CRIS CURIS INC · 424B4 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
ZNTL Zentalis Pharmaceuticals, Inc. · 424B5 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
VEEA VEEA INC. · 424B5 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
DYAI DYADIC INTERNATIONAL INC · 424B5 prospectus supplement 2026-08-13; 1 prior 424B filings in 12m filing Aug 13, 2026
IPDN Professional Diversity Network, Inc. · 424B4 prospectus supplement 2026-08-13; 2 prior 424B filings in 12m filing Aug 13, 2026
MCRB Seres Therapeutics, Inc. · S-3 filed 2026-08-13 filing Aug 13, 2026
BAFN BayFirst Financial Corp. · S-1 filed 2026-08-13 filing Aug 13, 2026
NTRP NextTrip, Inc. · S-3/A filed 2026-08-13 filing Aug 13, 2026
SINT Sintx Technologies, Inc. · S-3 filed 2026-08-13 filing Aug 13, 2026
CIRC CIRCLE8 GROUP INC · 424B7 prospectus supplement 2026-08-12; 7 prior 424B filings in 12m filing Aug 12, 2026
OTLK Outlook Therapeutics, Inc. · 424B5 prospectus supplement 2026-08-12; 6 prior 424B filings in 12m filing Aug 12, 2026
FOCL EDAP TMS SA · 424B5 prospectus supplement 2026-08-12; 1 prior 424B filings in 12m filing Aug 12, 2026
FOCL EDAP TMS SA · 424B5 prospectus supplement 2026-08-12; 1 prior 424B filings in 12m filing Aug 12, 2026
SLN Silence Therapeutics plc · 424B5 prospectus supplement 2026-08-12; 2 prior 424B filings in 12m filing Aug 12, 2026
SKYH Sky Harbour Group Corp · 424B5 prospectus supplement 2026-08-12; 3 prior 424B filings in 12m filing Aug 12, 2026
ALLO Allogene Therapeutics, Inc. · S-3 filed 2026-08-12 filing Aug 12, 2026

ATMs, equity lines, converts, warrant deals (87)

Financing structures that dilute on demand

CETY Clean Energy Technologies, Inc. · “equity line” language in 8-K (EX-10.2) filed 2026-08-14 filing Aug 14, 2026
GXAI GAXOS.AI INC. · “equity line” language in 8-K (EX-10.1) filed 2026-08-14 filing Aug 14, 2026
SKYE Skye Bioscience, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
CETY Clean Energy Technologies, Inc. · “convertible note” language in 8-K (EX-10.2) filed 2026-08-14 filing Aug 14, 2026
GXAI GAXOS.AI INC. · “atm” language in 8-K (EX-10.1) filed 2026-08-14 filing Aug 14, 2026
DYAI DYADIC INTERNATIONAL INC · “atm” language in 8-K (EX-10.4) filed 2026-08-14 filing Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
BKYI BIO KEY INTERNATIONAL INC · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
BIAF bioAffinity Technologies, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
TRAW Traws Pharma, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
CNTN Canton Strategic Holdings, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
ENVB Enveric Biosciences, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
DTST Data Storage Corp · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
APVO Aptevo Therapeutics Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
APVO Aptevo Therapeutics Inc. · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
BKYI BIO KEY INTERNATIONAL INC · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
VEEA VEEA INC. · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
AIRJ AirJoule Technologies Corp. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
HTCR HeartCore Enterprises, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
IPDN Professional Diversity Network, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
BKYI BIO KEY INTERNATIONAL INC · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
APVO Aptevo Therapeutics Inc. · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
TPST Tempest Therapeutics, Inc. · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
APVO Aptevo Therapeutics Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
TPST Tempest Therapeutics, Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026

Late filings (39)

NT 10-K / NT 10-Q

SLSN SOLESENCE, INC. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
BRTX BioRestorative Therapies, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DVLT Datavault AI Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
ONFO Onfolio Holdings, Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
INHD INNO HOLDINGS INC. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
BEEM Beam Global · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
SOWG Sow Good Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
PHGE BiomX Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
SONM DNA X, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
FEED ENvue Medical, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
COSM Cosmos Health Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
KALA KALA BIO, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
IQST iQSTEL Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
JAGX Jaguar Health, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DBGI Digital Brands Group, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
CELU Celularity Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DFNS T3 Defense Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
MOBX MOBIX LABS, INC · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
PFSA Profusa, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
EMAT Evolution Metals & Technologies Corp · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
GRML Greenland Mines Ltd · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
MEDS DataMeds AI, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
VWAV VisionWave Holdings, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
GPUS Hyperscale Data, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
CETY Clean Energy Technologies, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026

New Schedule 13D filers (3)

Active >5% holders

VATE INNOVATE Corp. · Schedule 13D filed 2026-08-14 filing Aug 14, 2026
BGLC BioNexus Gene Lab Corp · Schedule 13D filed 2026-08-14 filing Aug 14, 2026
TISI TEAM INC · Schedule 13D filed 2026-08-10 filing Aug 10, 2026

Insider open-market buying (21)

Form 4 code P

OTLK Outlook Therapeutics, Inc. · 4 open-market buys by 4 insider(s) (~$2,599,996) in 30d: KENYON LAWRENCE A 101,[email protected] 2026-08-14; Sukhtian Faisal Ghiath 95,[email protected] 2026-07-29; Jah Aug 14, 2026
CLPR Clipper Realty Inc. · 3 open-market buys by 1 insider(s) (~$488,796) in 30d: Levinson Sam 69,[email protected] 2026-08-12; Levinson Sam 81,[email protected] 2026-08-13; Levinson Sam 3,945@3. Aug 14, 2026
JCTC JEWETT CAMERON TRADING CO LTD · 17 open-market buys by 1 insider(s) (~$78,696) in 30d: AJB Investment Fund II, LP 1,[email protected] 2026-08-12; AJB Investment Fund II, LP [email protected] 2026-08-12; Aug 14, 2026
JCTC JEWETT CAMERON TRADING CO LTD · 10% holder open-market purchases: AJB Investment Fund II, LP 1,[email protected]; AJB Investment Fund II, LP [email protected]; AJB Investment Fund II, LP 5,[email protected]; AJB Aug 14, 2026
CLPR Clipper Realty Inc. · 10% holder open-market purchases: Levinson Sam 69,[email protected]; Levinson Sam 81,[email protected]; Levinson Sam 3,[email protected] Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · 10% holder open-market purchases: Sukhtian Ghiath M. 2,525,[email protected] Aug 14, 2026
ANGX Angel Studios, Inc. · 3 open-market buys by 2 insider(s) (~$1,480,601) in 30d: Sarowitz Steven I 246,[email protected] 2026-08-12; Sarowitz Steven I 107,[email protected] 2026-08-13; Harmon Aug 13, 2026
EMPD Empery Digital Inc. · 10% holder open-market purchases: Empery Asset Management, LP 650,[email protected]; Empery Asset Management, LP 750,[email protected] Aug 13, 2026
PFSA Profusa, Inc. · 8 open-market buys by 1 insider(s) (~$36,946) in 30d: HRT FINANCIAL LP 5,[email protected] 2026-08-12; HRT FINANCIAL LP 4,[email protected] 2026-08-10; HRT FINANCIAL LP Aug 13, 2026
PFSA Profusa, Inc. · 10% holder open-market purchases: HRT FINANCIAL LP 5,[email protected]; HRT FINANCIAL LP 4,[email protected]; HRT FINANCIAL LP [email protected]; HRT FINANCIAL LP 14,[email protected]; H Aug 13, 2026
BCDA BioCardia, Inc. · 3 open-market buys by 1 insider(s) (~$6,063) in 30d: Altman Peter 1,[email protected] 2026-08-13; Altman Peter [email protected] 2026-07-17; Altman Peter 5,[email protected] 202 Aug 13, 2026
EMPD Empery Digital Inc. · 2 open-market buys by 1 insider(s) (~$4,072,090) in 30d: Empery Asset Management, LP 650,[email protected] 2026-08-12; Empery Asset Management, LP 750,[email protected] Aug 13, 2026
BDSX BIODESIX INC · 3 open-market buys by 1 insider(s) (~$1,032,932) in 30d: SCHULER JACK W 13,[email protected] 2026-08-10; SCHULER JACK W 13,[email protected] 2026-08-11; SCHULER JACK Aug 12, 2026
AWRE AWARE INC /MA/ · 7 open-market buys by 1 insider(s) (~$44,590) in 30d: Amlani Ajay K [email protected] 2026-08-01; Amlani Ajay K 5,[email protected] 2026-08-11; Amlani Ajay K [email protected] 2 Aug 12, 2026
BDSX BIODESIX INC · 10% holder open-market purchases: SCHULER JACK W 13,[email protected]; SCHULER JACK W 13,[email protected]; SCHULER JACK W 15,[email protected] Aug 12, 2026
SVCO Silvaco Group, Inc. · 1 open-market buys by 1 insider(s) (~$5,528) in 30d: Ngai Anthony K.K. [email protected] 2026-08-11 Aug 12, 2026
ALTO Alto Ingredients, Inc. · 1 open-market buys by 1 insider(s) (~$207,500) in 30d: NATHAN GILBERT E 50,[email protected] 2026-08-11 Aug 11, 2026
BTMD biote Corp. · 2 open-market buys by 1 insider(s) (~$202,204) in 30d: Beer Marc D 115,[email protected] 2026-08-10; Beer Marc D 16,[email protected] 2026-08-11 Aug 11, 2026
NXTC NextCure, Inc. · 13 open-market buys by 1 insider(s) (~$1,711,833) in 30d: ADAR1 Capital Management, LLC 50,[email protected] 2026-07-30; ADAR1 Capital Management, LLC 20,000@5 Aug 10, 2026
NXTC NextCure, Inc. · 10% holder open-market purchases: ADAR1 Capital Management, LLC 50,[email protected]; ADAR1 Capital Management, LLC 20,[email protected]; ADAR1 Capital Management, LLC Aug 10, 2026
DLPN Dolphin Entertainment, Inc. · 4 open-market buys by 1 insider(s) (~$19,552) in 30d: O'Dowd William IV 4,[email protected] 2026-08-10; O'Dowd William IV 4,[email protected] 2026-08-03; O'Dowd William Aug 10, 2026

Insider selling ahead of financings (18)

Form 4 code S

SMHI SEACOR Marine Holdings Inc. · 13 open-market sales by 3 insider(s) (~$1,689,927) in 30d Aug 14, 2026
GLOO Gloo Holdings, Inc. · 16 open-market sales by 1 insider(s) (~$428,893) in 30d Aug 14, 2026
CUE Cue Biopharma, Inc. · 2 insider open-market sale(s) in the 45 days before financing filing on 2026-08-12: Lin Shao-Lee 34,[email protected] 2026-08-12; Lin Shao-Lee 5,[email protected] 202 Aug 13, 2026
OPI OFFICE PROPERTIES INCOME TRUST · 6 open-market sales by 1 insider(s) (~$6,526,335) in 30d Aug 13, 2026
CUE Cue Biopharma, Inc. · 5 open-market sales by 1 insider(s) (~$1,606,562) in 30d Aug 13, 2026
PFSA Profusa, Inc. · 4 open-market sales by 1 insider(s) (~$41,107) in 30d Aug 13, 2026
ABX Abacus Global Management, Inc. · 4 open-market sales by 4 insider(s) (~$2,904,570) in 30d Aug 12, 2026
ACU ACME UNITED CORP · 8 open-market sales by 2 insider(s) (~$824,521) in 30d Aug 12, 2026
SVCO Silvaco Group, Inc. · 4 open-market sales by 4 insider(s) (~$38,212) in 30d Aug 12, 2026
AVTX Avalo Therapeutics, Inc. · 1 insider open-market sale(s) in the 45 days before financing filing on 2026-07-28: Doyle Mittie 1,[email protected] 2026-07-27 Aug 11, 2026
KPLT Katapult Holdings, Inc. · 3 insider open-market sale(s) in the 45 days before financing filing on 2026-08-11: HHCF Series 21 Sub, LLC 612,[email protected] 2026-08-11; HHCF Series 21 Su Aug 11, 2026
AVTX Avalo Therapeutics, Inc. · 3 open-market sales by 2 insider(s) (~$85,592) in 30d Aug 11, 2026
KPLT Katapult Holdings, Inc. · 3 open-market sales by 1 insider(s) (~$6,468) in 30d Aug 11, 2026
REPL Replimune Group, Inc. · 4 insider open-market sale(s) in the 45 days before financing filing on 2026-08-10: Patel Sushil 39,[email protected] 2026-08-10; Hill Emily Luisa 11,[email protected] Aug 10, 2026
TRDA Entrada Therapeutics, Inc. · 9 open-market sales by 2 insider(s) (~$3,124,822) in 30d Aug 10, 2026
REPL Replimune Group, Inc. · 4 open-market sales by 4 insider(s) (~$906,188) in 30d Aug 10, 2026
FOA Finance of America Companies Inc. · 3 open-market sales by 2 insider(s) (~$281,649) in 30d Aug 10, 2026
SSM Sono Group N.V. · 5 open-market sales by 1 insider(s) (~$65,055) in 30d Aug 10, 2026

Executive departure clusters (9)

3+ Item 5.02 8-Ks in 90 days

PLCE Childrens Place, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-14) filing Aug 14, 2026
MRAM EVERSPIN TECHNOLOGIES INC. · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-12) filing Aug 12, 2026
OPRX OptimizeRx Corp · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-12) filing Aug 12, 2026
IMUX IMMUNIC, INC. · 5 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
SCOR COMSCORE, INC. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
SDST Stardust Power Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
LEE LEE ENTERPRISES, Inc · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
IMNN Imunon, Inc. · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
HDRN Hadron Energy, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-10) filing Aug 10, 2026

New going-concern flags (6)

First 'substantial doubt' language in 12 months

GALT GALECTIN THERAPEUTICS INC · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-14 filing Aug 14, 2026
BYSI BeyondSpring Inc. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-14 filing Aug 14, 2026
DYAI DYADIC INTERNATIONAL INC · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-12 filing Aug 12, 2026
TELA TELA Bio, Inc. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-11 filing Aug 11, 2026
PROK PROKIDNEY CORP. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-10 filing Aug 10, 2026
LRMR Larimar Therapeutics, Inc. · “going concern periodic” language in 10-Q (10-Q) filed 2026-08-04 filing Aug 4, 2026

Exchange deficiency & delisting notices (74)

8-K Item 3.01

WKSP Worksport Ltd · 8-K Item 3.01 filed 2026-08-14 (accepted 13:00 ET) filing Aug 14, 2026
REED REED'S, INC. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:15 ET) filing Aug 14, 2026
ATNM Actinium Pharmaceuticals, Inc. · 8-K Item 3.01 filed 2026-08-14 (accepted 13:00 ET) filing Aug 14, 2026
TEAD Teads Holding Co. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:41 ET) filing Aug 14, 2026
SES SES AI Corp · 8-K Item 3.01 filed 2026-08-14 (accepted 12:10 ET) filing Aug 14, 2026
ADGM Adagio Medical Holdings, Inc. · 8-K Item 3.01 filed 2026-08-14 (accepted 12:31 ET) filing Aug 14, 2026
CIRC CIRCLE8 GROUP INC · 8-K Item 3.01 filed 2026-08-13 (accepted 17:23 ET) filing Aug 13, 2026
NCRA NOCERA, INC. · 8-K Item 3.01 filed 2026-08-13 (accepted 17:00 ET) filing Aug 13, 2026
MDV MODIV INDUSTRIAL, INC. · 8-K Item 3.01 filed 2026-08-12 (accepted 16:05 ET) filing Aug 12, 2026
DAIC CID Holdco, Inc. · 8-K Item 3.01 filed 2026-08-12 (accepted 08:40 ET) filing Aug 12, 2026
GIPR GENERATION INCOME PROPERTIES, INC. · 8-K Item 3.01 filed 2026-08-12 (accepted 16:15 ET) filing Aug 12, 2026
GROV Grove Collaborative Holdings, Inc. · 8-K Item 3.01 filed 2026-08-11 (accepted 16:07 ET) filing Aug 11, 2026
RKTO Rocket One Inc. · 8-K Item 3.01 filed 2026-08-11 (accepted 16:05 ET) filing Aug 11, 2026
RKDA Arcadia Biosciences, Inc. · 8-K Item 3.01 filed 2026-08-10 (accepted 18:49 ET) filing Aug 10, 2026
LEXX Lexaria Bioscience Corp. · 8-K Item 3.01 filed 2026-08-10 (accepted 17:00 ET) filing Aug 10, 2026
FFAI FARADAY FUTURE INTELLIGENT ELECTRIC · 8-K Item 3.01 filed 2026-08-10 (accepted 09:05 ET) filing Aug 10, 2026
BRFH BARFRESH FOOD GROUP INC. · 8-K Item 3.01 filed 2026-08-07 (accepted 16:05 ET) filing Aug 7, 2026
ORBS Eightco Holdings Inc. · 8-K Item 3.01 filed 2026-08-07 (accepted 16:45 ET) filing Aug 7, 2026
HSCS HeartSciences Inc. · 8-K Item 3.01 filed 2026-08-07 (accepted 17:00 ET) filing Aug 7, 2026
ELUT ELUTIA INC. · 8-K Item 3.01 filed 2026-08-07 (accepted 16:15 ET) filing Aug 7, 2026
GIFT GIFTIFY, INC. · 8-K Item 3.01 filed 2026-08-07 (accepted 16:00 ET) filing Aug 7, 2026
ILLR Triller Group Inc. · 8-K Item 3.01 filed 2026-08-07 (accepted 17:01 ET) filing Aug 7, 2026
DXLG DESTINATION XL GROUP, INC. · 8-K Item 3.01 filed 2026-08-05 (accepted 17:06 ET) filing Aug 5, 2026
UPLD Upland Software, Inc. · 8-K Item 3.01 filed 2026-08-05 (accepted 16:40 ET) filing Aug 5, 2026
VTGN Vistagen Therapeutics, Inc. · 8-K Item 3.01 filed 2026-08-05 (accepted 16:04 ET) filing Aug 5, 2026

Restatements & auditor changes (17)

8-K Items 4.01 / 4.02

HCWB HCW Biologics Inc. · 8-K Item 4.02 filed 2026-08-14 (accepted 11:00 ET) filing Aug 14, 2026
MNTS Momentus Inc. · 8-K Item 4.01 filed 2026-08-14 (accepted 12:01 ET) filing Aug 14, 2026
PTHS Pelthos Therapeutics Inc. · 8-K Item 4.02 filed 2026-08-13 (accepted 07:00 ET) filing Aug 13, 2026
UMAC Unusual Machines, Inc. · 8-K Item 4.01 filed 2026-08-12 (accepted 16:20 ET) filing Aug 12, 2026
NXTS Nexentis Technologies Inc. · 8-K Item 4.01 filed 2026-08-06 (accepted 16:06 ET) filing Aug 6, 2026
NUAI New ERA Energy & Digital, Inc. · 8-K Item 4.02 filed 2026-07-30 (accepted 17:04 ET) filing Jul 30, 2026
AREC American Resources Corp · 8-K Item 4.02 filed 2026-07-29 (accepted 07:28 ET) filing Jul 29, 2026
BIRD Smartbird, Inc. · 8-K Item 4.01 filed 2026-07-29 (accepted 16:24 ET) filing Jul 29, 2026
HODO House of Doge Inc. · 8-K Item 4.01 filed 2026-07-29 (accepted 12:15 ET) filing Jul 29, 2026
AREC American Resources Corp · 8-K Item 4.01 filed 2026-07-29 (accepted 07:28 ET) filing Jul 29, 2026
LEDS SemiLEDs Corp · 8-K Item 4.01 filed 2026-07-27 (accepted 06:01 ET) filing Jul 27, 2026
AREC American Resources Corp · 8-K Item 4.02 filed 2026-07-24 (accepted 04:00 ET) filing Jul 24, 2026
FRNM Freenome, Inc. · 8-K Item 4.01 filed 2026-07-24 (accepted 21:30 ET) filing Jul 24, 2026
AREC American Resources Corp · 8-K Item 4.01 filed 2026-07-24 (accepted 04:00 ET) filing Jul 24, 2026
LASE Laser Photonics Corp · 8-K Item 4.01 filed 2026-07-24 (accepted 14:10 ET) filing Jul 24, 2026
BXBL BOXABL Inc. · 8-K Item 4.01 filed 2026-07-23 (accepted 17:29 ET) filing Jul 23, 2026
AMWL American Well Corp · 8-K Item 4.01 filed 2026-07-21 (accepted 17:33 ET) filing Jul 21, 2026

Defaults, bankruptcies, control changes (15)

8-K Items 1.03 / 2.04 / 5.01

SKYE Skye Bioscience, Inc. · 8-K Item 5.01 filed 2026-08-14 (accepted 05:36 ET) filing Aug 14, 2026
ARAI Arrive AI Inc. · 8-K Item 2.04 filed 2026-08-12 (accepted 17:15 ET) filing Aug 12, 2026
MDV MODIV INDUSTRIAL, INC. · 8-K Item 5.01 filed 2026-08-12 (accepted 16:05 ET) filing Aug 12, 2026
SNYR Synergy CHC Corp. · 8-K Item 2.04 filed 2026-08-11 (accepted 16:36 ET) filing Aug 11, 2026
KPLT Katapult Holdings, Inc. · 8-K Item 5.01 filed 2026-08-11 (accepted 16:54 ET) filing Aug 11, 2026
RYM RYTHM, Inc. · 8-K Item 5.01 filed 2026-08-11 (accepted 07:00 ET) filing Aug 11, 2026
HWH HWH International Inc. · 8-K Item 5.01 filed 2026-08-10 (accepted 16:45 ET) filing Aug 10, 2026
FTCI FTC Solar, Inc. · 8-K Item 2.04 filed 2026-08-05 (accepted 06:39 ET) filing Aug 5, 2026
NCRA NOCERA, INC. · 8-K Item 2.04 filed 2026-07-31 (accepted 17:00 ET) filing Jul 31, 2026
ELSE ELECTRO SENSORS INC · 8-K Item 5.01 filed 2026-07-31 (accepted 16:27 ET) filing Jul 31, 2026
LPRO Open Lending Corp · 8-K Item 5.01 filed 2026-07-30 (accepted 09:13 ET) filing Jul 30, 2026
YARW Yarrow Bioscience, Inc. · 8-K Item 5.01 filed 2026-07-28 (accepted 17:11 ET) filing Jul 28, 2026
FRNM Freenome, Inc. · 8-K Item 5.01 filed 2026-07-24 (accepted 21:30 ET) filing Jul 24, 2026
BXBL BOXABL Inc. · 8-K Item 5.01 filed 2026-07-23 (accepted 17:29 ET) filing Jul 23, 2026
ATER Aterian, Inc. · 8-K Item 5.01 filed 2026-07-20 (accepted 12:42 ET) filing Jul 20, 2026

New shelves & offerings (177)

S-1/S-3, 424B4/424B5

ACHV ACHIEVE LIFE SCIENCES, INC. · 424B5 prospectus supplement 2026-08-14; 0 prior 424B filings in 12m filing Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · 424B5 prospectus supplement 2026-08-14; 7 prior 424B filings in 12m filing Aug 14, 2026
VUZI Vuzix Corp · 424B5 prospectus supplement 2026-08-14; 1 prior 424B filings in 12m filing Aug 14, 2026
ZNTL Zentalis Pharmaceuticals, Inc. · 424B5 prospectus supplement 2026-08-14; 1 prior 424B filings in 12m filing Aug 14, 2026
BEAT HeartBeam, Inc. · 424B5 prospectus supplement 2026-08-14; 2 prior 424B filings in 12m filing Aug 14, 2026
BCBP BCB BANCORP INC · S-3 filed 2026-08-14 filing Aug 14, 2026
SXTP 60 DEGREES PHARMACEUTICALS, INC. · S-3 filed 2026-08-14 filing Aug 14, 2026
REPL Replimune Group, Inc. · S-3ASR filed 2026-08-14 filing Aug 14, 2026
BIVI BIOVIE INC. · S-1/A filed 2026-08-14 filing Aug 14, 2026
CRIS CURIS INC · 424B4 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
ZNTL Zentalis Pharmaceuticals, Inc. · 424B5 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
VEEA VEEA INC. · 424B5 prospectus supplement 2026-08-13; 0 prior 424B filings in 12m filing Aug 13, 2026
DYAI DYADIC INTERNATIONAL INC · 424B5 prospectus supplement 2026-08-13; 1 prior 424B filings in 12m filing Aug 13, 2026
IPDN Professional Diversity Network, Inc. · 424B4 prospectus supplement 2026-08-13; 2 prior 424B filings in 12m filing Aug 13, 2026
MCRB Seres Therapeutics, Inc. · S-3 filed 2026-08-13 filing Aug 13, 2026
BAFN BayFirst Financial Corp. · S-1 filed 2026-08-13 filing Aug 13, 2026
NTRP NextTrip, Inc. · S-3/A filed 2026-08-13 filing Aug 13, 2026
SINT Sintx Technologies, Inc. · S-3 filed 2026-08-13 filing Aug 13, 2026
CIRC CIRCLE8 GROUP INC · 424B7 prospectus supplement 2026-08-12; 7 prior 424B filings in 12m filing Aug 12, 2026
OTLK Outlook Therapeutics, Inc. · 424B5 prospectus supplement 2026-08-12; 6 prior 424B filings in 12m filing Aug 12, 2026
FOCL EDAP TMS SA · 424B5 prospectus supplement 2026-08-12; 1 prior 424B filings in 12m filing Aug 12, 2026
FOCL EDAP TMS SA · 424B5 prospectus supplement 2026-08-12; 1 prior 424B filings in 12m filing Aug 12, 2026
SLN Silence Therapeutics plc · 424B5 prospectus supplement 2026-08-12; 2 prior 424B filings in 12m filing Aug 12, 2026
SKYH Sky Harbour Group Corp · 424B5 prospectus supplement 2026-08-12; 3 prior 424B filings in 12m filing Aug 12, 2026
ALLO Allogene Therapeutics, Inc. · S-3 filed 2026-08-12 filing Aug 12, 2026

ATMs, equity lines, converts, warrant deals (189)

Financing structures that dilute on demand

CETY Clean Energy Technologies, Inc. · “equity line” language in 8-K (EX-10.2) filed 2026-08-14 filing Aug 14, 2026
GXAI GAXOS.AI INC. · “equity line” language in 8-K (EX-10.1) filed 2026-08-14 filing Aug 14, 2026
SKYE Skye Bioscience, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
CETY Clean Energy Technologies, Inc. · “convertible note” language in 8-K (EX-10.2) filed 2026-08-14 filing Aug 14, 2026
GXAI GAXOS.AI INC. · “atm” language in 8-K (EX-10.1) filed 2026-08-14 filing Aug 14, 2026
DYAI DYADIC INTERNATIONAL INC · “atm” language in 8-K (EX-10.4) filed 2026-08-14 filing Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
BKYI BIO KEY INTERNATIONAL INC · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
BIAF bioAffinity Technologies, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
TRAW Traws Pharma, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
CNTN Canton Strategic Holdings, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
ENVB Enveric Biosciences, Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
DTST Data Storage Corp · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
APVO Aptevo Therapeutics Inc. · “atm” language in 8-K (EX-99.1) filed 2026-08-14 filing Aug 14, 2026
APVO Aptevo Therapeutics Inc. · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
BKYI BIO KEY INTERNATIONAL INC · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
VEEA VEEA INC. · “equity line” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
AIRJ AirJoule Technologies Corp. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
HTCR HeartCore Enterprises, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
IPDN Professional Diversity Network, Inc. · “equity line” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
BKYI BIO KEY INTERNATIONAL INC · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
APVO Aptevo Therapeutics Inc. · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
TPST Tempest Therapeutics, Inc. · “atm” language in 8-K (EX-10.1) filed 2026-08-13 filing Aug 13, 2026
APVO Aptevo Therapeutics Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026
TPST Tempest Therapeutics, Inc. · “warrant inducement” language in 8-K (EX-99.1) filed 2026-08-13 filing Aug 13, 2026

Late filings (40)

NT 10-K / NT 10-Q

SLSN SOLESENCE, INC. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
BRTX BioRestorative Therapies, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DVLT Datavault AI Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
ONFO Onfolio Holdings, Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
INHD INNO HOLDINGS INC. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
BEEM Beam Global · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
SOWG Sow Good Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
PHGE BiomX Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
SONM DNA X, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
FEED ENvue Medical, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
COSM Cosmos Health Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
KALA KALA BIO, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
IQST iQSTEL Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
JAGX Jaguar Health, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DBGI Digital Brands Group, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
CELU Celularity Inc · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
DFNS T3 Defense Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
MOBX MOBIX LABS, INC · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
PFSA Profusa, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
EMAT Evolution Metals & Technologies Corp · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
GRML Greenland Mines Ltd · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
MEDS DataMeds AI, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
VWAV VisionWave Holdings, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
GPUS Hyperscale Data, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026
CETY Clean Energy Technologies, Inc. · NT 10-Q filed 2026-08-14 filing Aug 14, 2026

New Schedule 13D filers (24)

Active >5% holders

VATE INNOVATE Corp. · Schedule 13D filed 2026-08-14 filing Aug 14, 2026
BGLC BioNexus Gene Lab Corp · Schedule 13D filed 2026-08-14 filing Aug 14, 2026
TISI TEAM INC · Schedule 13D filed 2026-08-10 filing Aug 10, 2026
VRME VerifyMe, Inc. · Schedule 13D filed 2026-08-07 filing Aug 7, 2026
ACR ACRES Commercial Realty Corp. · Schedule 13D filed 2026-08-07 filing Aug 7, 2026
ACR ACRES Commercial Realty Corp. · Schedule 13D filed 2026-08-07 filing Aug 7, 2026
ACR ACRES Commercial Realty Corp. · Schedule 13D filed 2026-08-07 filing Aug 7, 2026
COCP Cocrystal Pharma, Inc. · Schedule 13D filed 2026-08-07 filing Aug 7, 2026
YARW Yarrow Bioscience, Inc. · Schedule 13D filed 2026-08-05 filing Aug 5, 2026
MXCT MAXCYTE, INC. · Schedule 13D filed 2026-08-04 filing Aug 4, 2026
XWEL XWELL, Inc. · Schedule 13D filed 2026-08-04 filing Aug 4, 2026
ENTX Entera Bio Ltd. · Schedule 13D filed 2026-08-04 filing Aug 4, 2026
BEEP Mobile Infrastructure Corp · Schedule 13D filed 2026-08-04 filing Aug 4, 2026
VBIO Valion Bio, Inc. · Schedule 13D filed 2026-08-03 filing Aug 3, 2026
ANY Sphere 3D Corp. · Schedule 13D filed 2026-07-31 filing Jul 31, 2026
KUST KUSTOM ENTERTAINMENT, INC. · Schedule 13D filed 2026-07-30 filing Jul 30, 2026
TOP TOP Financial Group Ltd · Schedule 13D filed 2026-07-30 filing Jul 30, 2026
GIPR GENERATION INCOME PROPERTIES, INC. · Schedule 13D filed 2026-07-28 filing Jul 28, 2026
TLS TELOS CORP · Schedule 13D filed 2026-07-24 filing Jul 24, 2026
DFNS T3 Defense Inc. · Schedule 13D filed 2026-07-24 filing Jul 24, 2026
BXBL BOXABL Inc. · Schedule 13D filed 2026-07-24 filing Jul 24, 2026
BXBL BOXABL Inc. · Schedule 13D filed 2026-07-24 filing Jul 24, 2026
SNES SenesTech, Inc. · Schedule 13D filed 2026-07-23 filing Jul 23, 2026
TACT TRANSACT TECHNOLOGIES INC · Schedule 13D filed 2026-07-17 filing Jul 17, 2026

Insider open-market buying (55)

Form 4 code P

OTLK Outlook Therapeutics, Inc. · 4 open-market buys by 4 insider(s) (~$2,599,996) in 30d: KENYON LAWRENCE A 101,[email protected] 2026-08-14; Sukhtian Faisal Ghiath 95,[email protected] 2026-07-29; Jah Aug 14, 2026
CLPR Clipper Realty Inc. · 3 open-market buys by 1 insider(s) (~$488,796) in 30d: Levinson Sam 69,[email protected] 2026-08-12; Levinson Sam 81,[email protected] 2026-08-13; Levinson Sam 3,945@3. Aug 14, 2026
JCTC JEWETT CAMERON TRADING CO LTD · 17 open-market buys by 1 insider(s) (~$78,696) in 30d: AJB Investment Fund II, LP 1,[email protected] 2026-08-12; AJB Investment Fund II, LP [email protected] 2026-08-12; Aug 14, 2026
JCTC JEWETT CAMERON TRADING CO LTD · 10% holder open-market purchases: AJB Investment Fund II, LP 1,[email protected]; AJB Investment Fund II, LP [email protected]; AJB Investment Fund II, LP 5,[email protected]; AJB Aug 14, 2026
CLPR Clipper Realty Inc. · 10% holder open-market purchases: Levinson Sam 69,[email protected]; Levinson Sam 81,[email protected]; Levinson Sam 3,[email protected] Aug 14, 2026
OTLK Outlook Therapeutics, Inc. · 10% holder open-market purchases: Sukhtian Ghiath M. 2,525,[email protected] Aug 14, 2026
ANGX Angel Studios, Inc. · 3 open-market buys by 2 insider(s) (~$1,480,601) in 30d: Sarowitz Steven I 246,[email protected] 2026-08-12; Sarowitz Steven I 107,[email protected] 2026-08-13; Harmon Aug 13, 2026
EMPD Empery Digital Inc. · 10% holder open-market purchases: Empery Asset Management, LP 650,[email protected]; Empery Asset Management, LP 750,[email protected] Aug 13, 2026
PFSA Profusa, Inc. · 8 open-market buys by 1 insider(s) (~$36,946) in 30d: HRT FINANCIAL LP 5,[email protected] 2026-08-12; HRT FINANCIAL LP 4,[email protected] 2026-08-10; HRT FINANCIAL LP Aug 13, 2026
PFSA Profusa, Inc. · 10% holder open-market purchases: HRT FINANCIAL LP 5,[email protected]; HRT FINANCIAL LP 4,[email protected]; HRT FINANCIAL LP [email protected]; HRT FINANCIAL LP 14,[email protected]; H Aug 13, 2026
BCDA BioCardia, Inc. · 3 open-market buys by 1 insider(s) (~$6,063) in 30d: Altman Peter 1,[email protected] 2026-08-13; Altman Peter [email protected] 2026-07-17; Altman Peter 5,[email protected] 202 Aug 13, 2026
EMPD Empery Digital Inc. · 2 open-market buys by 1 insider(s) (~$4,072,090) in 30d: Empery Asset Management, LP 650,[email protected] 2026-08-12; Empery Asset Management, LP 750,[email protected] Aug 13, 2026
BDSX BIODESIX INC · 3 open-market buys by 1 insider(s) (~$1,032,932) in 30d: SCHULER JACK W 13,[email protected] 2026-08-10; SCHULER JACK W 13,[email protected] 2026-08-11; SCHULER JACK Aug 12, 2026
AWRE AWARE INC /MA/ · 7 open-market buys by 1 insider(s) (~$44,590) in 30d: Amlani Ajay K [email protected] 2026-08-01; Amlani Ajay K 5,[email protected] 2026-08-11; Amlani Ajay K [email protected] 2 Aug 12, 2026
BDSX BIODESIX INC · 10% holder open-market purchases: SCHULER JACK W 13,[email protected]; SCHULER JACK W 13,[email protected]; SCHULER JACK W 15,[email protected] Aug 12, 2026
SVCO Silvaco Group, Inc. · 1 open-market buys by 1 insider(s) (~$5,528) in 30d: Ngai Anthony K.K. [email protected] 2026-08-11 Aug 12, 2026
ALTO Alto Ingredients, Inc. · 1 open-market buys by 1 insider(s) (~$207,500) in 30d: NATHAN GILBERT E 50,[email protected] 2026-08-11 Aug 11, 2026
BTMD biote Corp. · 2 open-market buys by 1 insider(s) (~$202,204) in 30d: Beer Marc D 115,[email protected] 2026-08-10; Beer Marc D 16,[email protected] 2026-08-11 Aug 11, 2026
NXTC NextCure, Inc. · 13 open-market buys by 1 insider(s) (~$1,711,833) in 30d: ADAR1 Capital Management, LLC 50,[email protected] 2026-07-30; ADAR1 Capital Management, LLC 20,000@5 Aug 10, 2026
NXTC NextCure, Inc. · 10% holder open-market purchases: ADAR1 Capital Management, LLC 50,[email protected]; ADAR1 Capital Management, LLC 20,[email protected]; ADAR1 Capital Management, LLC Aug 10, 2026
DLPN Dolphin Entertainment, Inc. · 4 open-market buys by 1 insider(s) (~$19,552) in 30d: O'Dowd William IV 4,[email protected] 2026-08-10; O'Dowd William IV 4,[email protected] 2026-08-03; O'Dowd William Aug 10, 2026
FEMY FEMASYS INC · 5 open-market buys by 5 insider(s) (~$134,000) in 30d: Mifek Jeffrey Gerald 3,[email protected] 2026-08-07; Sipos Jeremy Alexander 3,[email protected] 2026-08-07; Canni Aug 7, 2026
SNES SenesTech, Inc. · 3 open-market buys by 1 insider(s) (~$79,434) in 30d: GLENBROOK CAPITAL MANAGEMENT 15,[email protected] 2026-08-06; GLENBROOK CAPITAL MANAGEMENT 6,[email protected] 202 Aug 7, 2026
SNES SenesTech, Inc. · 10% holder open-market purchases: GLENBROOK CAPITAL MANAGEMENT 15,[email protected]; GLENBROOK CAPITAL MANAGEMENT 6,[email protected]; GLENBROOK CAPITAL MANAGEMENT 35,0 Aug 7, 2026
TISI TEAM INC · 10% holder open-market purchases: Stewart Michael David 1,604,[email protected] Aug 6, 2026

Insider selling ahead of financings (35)

Form 4 code S

SMHI SEACOR Marine Holdings Inc. · 13 open-market sales by 3 insider(s) (~$1,689,927) in 30d Aug 14, 2026
GLOO Gloo Holdings, Inc. · 16 open-market sales by 1 insider(s) (~$428,893) in 30d Aug 14, 2026
CUE Cue Biopharma, Inc. · 2 insider open-market sale(s) in the 45 days before financing filing on 2026-08-12: Lin Shao-Lee 34,[email protected] 2026-08-12; Lin Shao-Lee 5,[email protected] 202 Aug 13, 2026
OPI OFFICE PROPERTIES INCOME TRUST · 6 open-market sales by 1 insider(s) (~$6,526,335) in 30d Aug 13, 2026
CUE Cue Biopharma, Inc. · 5 open-market sales by 1 insider(s) (~$1,606,562) in 30d Aug 13, 2026
PFSA Profusa, Inc. · 4 open-market sales by 1 insider(s) (~$41,107) in 30d Aug 13, 2026
ABX Abacus Global Management, Inc. · 4 open-market sales by 4 insider(s) (~$2,904,570) in 30d Aug 12, 2026
ACU ACME UNITED CORP · 8 open-market sales by 2 insider(s) (~$824,521) in 30d Aug 12, 2026
SVCO Silvaco Group, Inc. · 4 open-market sales by 4 insider(s) (~$38,212) in 30d Aug 12, 2026
AVTX Avalo Therapeutics, Inc. · 1 insider open-market sale(s) in the 45 days before financing filing on 2026-07-28: Doyle Mittie 1,[email protected] 2026-07-27 Aug 11, 2026
KPLT Katapult Holdings, Inc. · 3 insider open-market sale(s) in the 45 days before financing filing on 2026-08-11: HHCF Series 21 Sub, LLC 612,[email protected] 2026-08-11; HHCF Series 21 Su Aug 11, 2026
AVTX Avalo Therapeutics, Inc. · 3 open-market sales by 2 insider(s) (~$85,592) in 30d Aug 11, 2026
KPLT Katapult Holdings, Inc. · 3 open-market sales by 1 insider(s) (~$6,468) in 30d Aug 11, 2026
REPL Replimune Group, Inc. · 4 insider open-market sale(s) in the 45 days before financing filing on 2026-08-10: Patel Sushil 39,[email protected] 2026-08-10; Hill Emily Luisa 11,[email protected] Aug 10, 2026
TRDA Entrada Therapeutics, Inc. · 9 open-market sales by 2 insider(s) (~$3,124,822) in 30d Aug 10, 2026
REPL Replimune Group, Inc. · 4 open-market sales by 4 insider(s) (~$906,188) in 30d Aug 10, 2026
FOA Finance of America Companies Inc. · 3 open-market sales by 2 insider(s) (~$281,649) in 30d Aug 10, 2026
SSM Sono Group N.V. · 5 open-market sales by 1 insider(s) (~$65,055) in 30d Aug 10, 2026
UPLD Upland Software, Inc. · 6 open-market sales by 1 insider(s) (~$25,687) in 30d Aug 7, 2026
PGEN PRECIGEN, INC. · 3 open-market sales by 2 insider(s) (~$1,050,108) in 30d Aug 6, 2026
ACR ACRES Commercial Realty Corp. · 9 insider open-market sale(s) in the 45 days before financing filing on 2026-08-06: Eagle Point Credit Management LLC [email protected] 2026-08-04; Eagle Point Aug 4, 2026
ACR ACRES Commercial Realty Corp. · 9 open-market sales by 1 insider(s) (~$307,872) in 30d Aug 4, 2026
GNLX GENELUX Corp · 3 open-market sales by 3 insider(s) (~$12,752) in 30d Aug 4, 2026
FLD Fold Holdings, Inc. · 7 insider open-market sale(s) in the 45 days before financing filing on 2026-08-06: Repass Wolfe [email protected] 2026-08-03; Repass Wolfe [email protected] 2026-08-03; Aug 3, 2026
ALMS ALUMIS INC. · 6 open-market sales by 6 insider(s) (~$394,311) in 30d Aug 3, 2026

Executive departure clusters (30)

3+ Item 5.02 8-Ks in 90 days

PLCE Childrens Place, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-14) filing Aug 14, 2026
MRAM EVERSPIN TECHNOLOGIES INC. · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-12) filing Aug 12, 2026
OPRX OptimizeRx Corp · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-12) filing Aug 12, 2026
IMUX IMMUNIC, INC. · 5 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
SCOR COMSCORE, INC. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
SDST Stardust Power Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
LEE LEE ENTERPRISES, Inc · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
IMNN Imunon, Inc. · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-11) filing Aug 11, 2026
HDRN Hadron Energy, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-10) filing Aug 10, 2026
CELU Celularity Inc · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-07) filing Aug 7, 2026
RMCF Rocky Mountain Chocolate Factory, In · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-07) filing Aug 7, 2026
SHFS SHF Holdings, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-05) filing Aug 5, 2026
SCKT SOCKET MOBILE, INC. · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-05) filing Aug 5, 2026
CUE Cue Biopharma, Inc. · 4 Item 5.02 8-Ks in 90 days (latest 2026-08-03) filing Aug 3, 2026
WOOF Petco Health & Wellness Company, Inc · 3 Item 5.02 8-Ks in 90 days (latest 2026-08-03) filing Aug 3, 2026
VTGN Vistagen Therapeutics, Inc. · 3 Item 5.02 8-Ks in 90 days (latest 2026-07-31) filing Jul 31, 2026
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